Race Rock Capital LLC

Introductions for emerging and established institutional money managers.

provides introductions for emerging and established institutional money managers.

We are a broker-dealer that makes connections between qualified investors and select managers. We currently have a number of managers under contract but are responsive to investor needs when introducing a manager. Our current managers range in strategy from Long/short equity, Systematic macro and micro traders, CTAs, High Yield, etc.; and ranging in size, from new managers with little or no AUM to multi-billion dollar AUM managers. The managers' underlying characteristic is they all possess a carefully articulated and demonstrable edge.

Our Philosophy

We are driven by our investors needs. Our primary focus is to expand the bandwidth of these institutional investors by filtering the broad universe of investment strategies to identify unique pedigreed managers with specialized talent. We work on a very targeted basis and only provide introduction between manager and investor if objectives are clearly aligned.

Everyone with whom we do business must treat their family, friends, employees and pets with dignity and respect.

C. Richard Bartels, Jr. CFA, CTA

Managing Director

Richard Bartels is a results-oriented marketing executive with 35 years of experience in expanding assets for capable focused single strategy managers of hedge and CTA funds.

At Race Rock Capital and predecessor firms, Rich has raised more than $1.5 billion for select managers from institutional sources. Earlier Rich founded Rosenberg Institutional Equity Management with four partners and grew it to $10 billion under management in four years. He negotiated a joint venture with Nomura Securities resulting in the establishment of a series of Luxembourg unit trusts with assets of $3 billion and revenues of $24 million. As head of the Portfolio Rebalancing Desk at Jefferies & Company he increased portfolio-trading revenues by over 150% in one year. While at Batterymarch he assisted in securing and exploiting different alliances to bring in more than $1 billion in emerging market assets in less than fifteen months enabling firm to be sold because of improved bottom line.

Managing Director

Responsible for three major areas including sales and marketing on and off shore for hedge funds, and fund of funds.

Primarily focused on quantitative and systematic equity, futures and fixed income funds.
Rich@RaceRockCap.Us

John McGillian

John has three decades of experience in financial services specializing in alternative asset management. He founded Caxton Symmetry LLC, a hedge fund partnership with Caxton Associates Inc., one of the most successful hedge funds in the world. Throughout the next 20 years he honed his skills in identifying early hedge fund talent; investing on his own behalf and that of his clients, including family office and institutional investors. Over the past 30 years John has acquired extensive investment knowledge and has cultivated an extensive global network of investment managers.

John is a leader in his community and very active in a number of philanthropic endeavors focused on education and the environment. He has served on the boards of Epiphany School in Dorchester MA, Johns Hopkins SAIS (School of Advanced International Studies), the Fishers Island Conservancy and Fishers Island Development Corporation. John has Series 7, 24, 63 and 3 registrations.
John@RaceRockCap.Us

Geordie Miliotis

George "Geordie" Miliotis has 9 years of industry experience raising capital for a variety of financial products. He started his career at a HNW/Multi Family Office associated with National Life of Vermont, where he was a portfolio analyst and small pension design consultant. From there Geordie moved to MFS where he held roles in consulting and sales in both retail and institutional channels. At Race Rock Geordie focuses on raising institutional capital for a select group of Hedge Funds and Alternative strategies. He maintains his Series 7, Series 63 registrationss.

Geordie graduated from Wheaton College with a BS in Economics, where he played Varsity Soccer and Rugby. His senior year, Geordie was awarded the Wheaton College Scholar Athlete Award and he is also a member of the Omicron Delta Epsilon International Economics Honor Society. Geordie also maintains a strong commitment to philanthropy as President of Alex's team Foundation, a non-profit organization he founded with his family in 2002. It is focused on funding cancer research and improving patient and family care. He lives in the North End of Boston where he enjoys playing squash and is a longtime Patriots season ticket holder.
George@RaceRockCap.Us

Chad Bartels

Before joining Race Rock Capital, Chad worked for Woodlawn Advisors, an options boutique in Stamford, CT, where he served as an equity derivatives salesman. Prior he worked as an equity sales trader at Soleil Securities. He began his career at Jefferies & Co and held roles as sales trader and Nasdaq market maker. Chad holds his Series 7, 24 and 63 registrations.Chad lives in Darien, CT with his wife and two sons. He graduated from Babson College in Wellesley, MA with a BS in Economics. When not working, Chad enjoys golf, saltwater fishing and upland bird hunting.
Chad@RaceRockCap.Us

Natasha Koprivica

Ms. Koprivica raises assets for selective group of hedge fund managers through institutional relationships globally. Prior to August 2013, Ms. Koprivica was a Senior Vice President at Venus Capital Management where she led business development and strategic fund raising for the firm. She has been associated with Venus Capital since 1998 and is one of the founding executives involved in its initial formation and strategic business development. Venus Capital remains a client and one of the managers she represents. Prior to joining Venus Capital, Ms. Koprivica managed family owned investment firm, Institut -3M in Belgrade, Serbia. The firm was founded in 1987 to support private equity amd venture capital markets in regions of Southeast Europe.

Ms. Korpivica was engaged in projects related to privatization, project financing, implementation of new technologies, debt/equity financing and M&A deals. In 1997, Ms. Koprivica completed the MBA program at Franklin W. Olin School of Business at Babson College. She studied entrepreneurship and finance Institute Franco-American de Management, private school in Paris and Electronic and Telecommunications at University in Belgrade. Ms. Koprivica also studied theory of music and composition. Ms. Koprivica participates in speaking engagements on asset raising for alternative strategies and early stage businesses and serves as a strategic advisor to small businesses and non-profit organizations.Ms. Kopivicia holds her Series 7 and 63 registrations with Race Rock.
Natasha@RaceRockCap.Us

Liz Sadwick

Liz has extensive experience driving strategic growth and product visibility for investment managers within intermediary retail distribution (Wire houses, Independent & Regional Broker/Dealers, Bank's, TAMP's and RIA's). She is experienced in all aspects of sales, key account management and marketing for separately managed accounts, unified managed accounts and mutual funds with platform gatekeepers, research analysts and financial consultants and professional intermediaries. Currently with Risk Paradigm Group, her previous firms include: Congress Asset Management, Cadaret, Grant & Company, and Access Distribution Partners. Liz is a featured speaker at various industry conferences covering trends and best practices for: marketing, communications, product development and distribution. Industry organization involvement: Money Management Institute, 100 Women in Hedge Funds, and 85 Broads. Liz maintains FINRA registrations 7 and 66.
Liz@RaceRockCap.Us

Barbara Dalton Russell

With over 25 years of experience in investment-banking and capital markets, Ms. Russell has raised significant amounts of capital for technology, media/new media, entertainment and business services companies as well as provided M&A and other advisory services for a myriad of companies. Ms. Russell is a co-founder with Lou Kerner of the Social Internet Fund (SIF), a VC fund focused on social media and internet company private shares. She also served as Managing Director of Institutional Private Equity for National Securities which specializes in raising capital and providing strategic advice for mid-stage and pre-IPO companies in the technology/internet sector. She has provided strategic advice to companies such as TCI, Liberty Media, Comcast, Bertelsmann, Time Warner, and Reuters. Ms. Russell has her Series 7 and 63 registrations with Race Rock.
Barbara@RaceRockCap.Us

Ed Salmon

Ed Salmon is a managing partner of Idlewood Capital Partners. Before joining ICP, Ed spent more than 30 years as a senior equity sales trader. He covered a variety of Institutional accounts establishing deep revenue generating relationships in the Boston and New York region. Ed holds the series 7 and 63 registrations. He grew up in Boston and enjoys paddle tennis and golf.
Ed@RaceRockCap.Us

Paul Kent

Paul Kent is CEO and Founder of Idlewood Capital Partners. Prior to launching ICP, Paul spent more than 27 years in the financial services industry - 19 of them at Jefferies & Company. Paul joined Jefferies as an Equity Trader in 1988, and went on to hold a variety of more and more senior positions within the organization over nearly two decades of tenure. In addition to Jefferies, Paul has worked with prestigious firms including BRiley & Company, Merriman & Company, Gleacher Securities and Pali Capital in a variety of capacities. Paul holds the Series 24, 7, & 63 registrations. PK is the proud father of two boys ages 19 and 16 and spends as much time as possible in and on the water.
Paul@RaceRockCap.Us

David Gatti

Mr. Gatti serves as Chief Investment Officer and Senior Portfolio Manager of RPg Asset Management. From 1996 until September of 2011, Mr. Gatti served as Portfolio Manager at Morgan Stanley Smith Barney and predecessor firms. He was also a Senior Investment Management Consultant at MSSB where Mr. Gatti led the due diligence process for his group. David has always believed in a "convergence of values". Over a twenty-year career, he has built a reputation and track record based upon principles, expertise and client values. For the past 14 years, David has been customizing absolute return strategies for his client portfolios.

David was an early adopter of Alternative Investments as a means to smooth volatility and enhance portfolio performance and was a regional specialist for Alternative Investments at Morgan Stanley Smith Barney (MSSB).

Born and raised in New York City, David lives in Winchester, MA with his wife and three children. David graduated from the University of Massachusetts Lowell with a Bachelor's degree in Business Administration. David holds his Series 7 and 63 registrations at Race Rock.
David@RaceRockCap.Us

Contact Us

Race Rock Capital LLC
One International Place
Suite 2401
Boston, MA 02110
T: (857) 991-1493
F: (781) 240-2597
M: (617) 840-0778

Email: rich@RaceRockCap.Us

 

Built in 1878, an amazing engineering feat to this day, Race Rock Light is a lighthouse and popular fishing spot marking the division of Long Island Sound and Fishers Island Sound, off the coast of Connecticut.

More images of Race Rock Lighthouse from Google Image Search.